JOHN EDWIN ATKINSON

JOHN EDWIN ATKINSON is currently employed as a Broker and/or Investment Adviser at JANNEY MONTGOMERY SCOTT LLC located at 409 WASHINGTON AVENUE, SUITE 815, TOWSON, MD, 21204.

JOHN EDWIN ATKINSON has worked at JANNEY MONTGOMERY SCOTT LLC since August 29, 2002

Disclosure History

JOHN EDWIN ATKINSON has 1 Disclosure Event(s).

Date: October 10, 2001
Category: Customer Dispute
Allegations: PENNSYLVANIA RESIDENT E-MAILED SEC WITH CONCERNS THAT HE WAS GIVEN UNSUITABLE RECOMMENDATIONS BECAUSE HE LOST"$100,000++" AS A RESULT OF HOLDING SEVERAL IPOS AND THEN EVENTUALLY SELLING THEM AT A LOSS. ALTHOUGH CUSTOMER COMPLAINS OF UNNECCESSARY HOLDING OF SECURITIES, CUSTOMER ALSO COMPLAINS OF EXCESSIVE COMMISSIONS AND OF CHURNING. CUSTOMER'S LETTER TO SEC WAS WRITTEN 7 MONTHS AGO, AND HE APPEARED TO NO LONGER HAVE A COMPLAINT. HOWEVER, JUST RECENTLY, CUSTOMER ORALLY RENEWED HIS COMPLAINT AND 'WANTS SOMEHTING' FROM FUSI.
Damage Amount Requested: $100,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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