JOHN ANDREW BARRY is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 105 S BEDFORD RD, MOUNT KISCO, NY, 10549.
JOHN ANDREW BARRY has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since October 31, 1984
Disclosure History
JOHN ANDREW BARRY has 2 Disclosure Event(s).
Date: April 04, 2002 Category: Customer Dispute Allegations: CLIENT FAULTS THE SERVICE HE HAD FROM HIS FINANCIAL ADVISOR FROMSEPTEMBER 1999 UNTIL MAY 2001 AND COMPLAINTS BECAUSE THE FINANCIAL ADVISOR DID NOT SELL EUQITIES "AT OR NEAR THIER HIGHS". DAMAGES NOT SPECIFIED.
Date: August 07, 2001 Category: Customer Dispute Allegations: CLIENTS VERBALLY ALLEGED THAT THEIR INVESTMENT IN GLOBAL CROSSING COMMON STOCK WAS UNSUITABLE FOR THEIR ACCOUNT. NO SPECIFIC DAMAGES WERE CLAIMED. Settlement Amount: $46,479.00 Broker Comment: TO AVOID THE COSTS AND UNCERTAINTIES OF LITIGATION MERRILL LYNCH SETTLED THIS MATTER.
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