JOHN KENT BEARD is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 100 LIBERTY STREET, P. O. BOX 128, WARREN, PA, 16365.
JOHN KENT BEARD has worked at LPL FINANCIAL LLC since October 04, 2017
Disclosure History
JOHN KENT BEARD has 2 Disclosure Event(s).
Date: November 07, 2008 Category: Customer Dispute Allegations: CLIENT ALLEGES RR MISPRESENTED THE SALE OF A VARIABLE ANNUITY IN DECEMBER 2007. DAMAGES NOT STATED BUT REASONABLY DETERMINE TO BE IN EXCESS OF $5,000. Damage Amount Requested: $5,000.00
Date: November 16, 2006 Category: Customer Dispute Allegations: THE CLAIMANTS ALLEGE FAILURE TO SUPERVISE FROM 4/6/2001 THROUGH JUNE 2003. Damage Amount Requested: $500,000.00 Settlement Amount: $1,700,000.00
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