JOHN DOUGLAS BEAVIN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 4305 FLAHERTY RD, VINE GROVE, KY, 40175.
JOHN DOUGLAS BEAVIN has worked at LPL FINANCIAL LLC since February 14, 2018
Disclosure History
JOHN DOUGLAS BEAVIN has 1 Disclosure Event(s).
Date: November 19, 1994 Category: Criminal Charges: 1. ONE COUNT 2. (MISDEMEANOR)TRAFFIC-CARRYING CANCELLED OR FICTITIOUS LICENSES 3. GUILTY 4. N/A DISMISSED Charge Type: MISDEMEANOR Disposition: A. DISMISSED B. 4/13/95 C. NO SENTENCE OR PENALTY, AGREED TO COMPLETE COMMUNITY SERVICE TO GET CHARGES DISMISSED (ROUGHLY 60 HOURS) Broker Comment: AS PRESIDENT OF MY COLLEGE FRATERNITY, I MET TWO OFFICERS OUTSIDE OF A FUNCTION IN REFERENCE TO NOISE COMPLAINT. AS I WAS PRODUCING MY ID THE OFFICER NOTICED AN ID OF A FRIEND OF MINE IN MY WALLET. ASKED TO SEE IT AND THEN CITED ME WITH THE VIOLATION. HAD NOT, DID NOT, AND NEVER TRIED TO PASS THE ID AS ME. I ONLY HAD IT IN MY POSSESSION ON 11/19/99.
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