JOHN SHERMAN BIXBY is currently employed as a Broker and/or Investment Adviser at WOODBURY FINANCIAL SERVICES, INC. located at 7431 O STREET, LINCOLN, NE, 68510.
JOHN SHERMAN BIXBY has worked at WOODBURY FINANCIAL SERVICES, INC. since May 24, 2017
Disclosure History
JOHN SHERMAN BIXBY has 4 Disclosure Event(s).
Date: June 15, 2016 Category: Employment Separation After Allegations Firm Name: Ameritas Investment Corp Termination Type: Discharged Allegations: The Registered Representative failed to follow firm policies and procedures regarding communications with clients and sales practices.
Date: March 27, 2012 Category: Customer Dispute Allegations: CLAIMANT ALLEGES THAT THE RR PLACED HER IN ILLIQUID AND UNSUITABLE INVESTMENTS. Damage Amount Requested: $40,000.00
Date: October 25, 2011 Category: Customer Dispute Allegations: CLAIMANT ALLEGES THAT RR OPENED AN ACCOUNT WITHOUT HIS PERMISSION. DATES ALLEGATION(S) OCCURRED:9/23/2011-10/10/2011 Damage Amount Requested: $21,317.00
Date: January 18, 2010 Category: Financial Type: Compromise Disposition: Satisfied/Released
More Information
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