JOHN GEORGE BLACK is currently employed as a Broker and/or Investment Adviser at SUMMIT BROKERAGE SERVICES, INC. located at 12780 PINE RD, MIAMI, FL, 33181.
JOHN GEORGE BLACK has worked at SUMMIT BROKERAGE SERVICES, INC. since February 03, 2003
Disclosure History
JOHN GEORGE BLACK has 2 Disclosure Event(s).
Date: October 14, 2002 Category: Customer Dispute Allegations: FLORIDA CLIENT COMPLAINS THAT ADVISOR KNEW OR SHOULD HAVE KNOWN THAT THE STOCK HE RECOMMENDED IN JULY 2000 HAD PROBLEMS AND SEEKS THE RETURN OF THIS $8,000 INVESTMENT. Damage Amount Requested: $8,000.00 Broker Comment: CLAIM DENIED. ADVISOR HAS CONTINUOULSY REVIEWED ACCOUNT HOLDINGS WITH CLIENT. CLIENT HAS HELD ADC TELECOMMUNICATIONS AT HIS DESCRETION. THE SECURITY'S VALUE APPEARS TO HAVE DECLINED DUE TO THE GENERAL DECLINE OF THE SECURITIES MARKETS, AND SPECIFICALLY, IN THE TELECOMMUNICATIONS SECTOR.
Date: March 24, 2000 Category: Customer Dispute Allegations: CUSTOMERS ALLEGE TAHT FA FAILED TO CANCEL SELL ORDER IN RETALIATION FOR THEIR DECISION TO TRANSFER ACCOUNT TO ANOTHER BROKERAGE FIRM. SEEKS TO RECOVER LOSSED IN THE AMOUNT OF $7,500. Damage Amount Requested: $7,500.00 Settlement Amount: $3,900.00 Broker Comment: FOR BUSINESS REASONS AND WITHOUT ADMITTING ANY LIABILITY ON BEHALF OF THE FIRM, THIS MATTER WAS SETTLED IN THE AMOUNT OF $3,900.
More Information
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