JOHN JOSEPH BODNER

JOHN JOSEPH BODNER is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 1760 MANLEY ROAD, MAUMEE, OH, 43537-4164.

JOHN JOSEPH BODNER has worked at MML INVESTORS SERVICES, LLC since October 21, 1987

Disclosure History

JOHN JOSEPH BODNER has 2 Disclosure Event(s).

Date: September 08, 2008
Category: Customer Dispute
Allegations: [CUSTOMER] ALLEGES THAT HE WAS WITH MR. BODNER FOR APPROX. 3 YEARS AND LOST A VERY LARGE SUM OF MONEY. HE REALIZED THE MARKET WAS DOWN BUT WITH PROPER SUPERVISION [CUSTOMER] BELIEVES MR. BODNER COULD HAVE MINIMIZED HIS LOSSES. [CUSTOMER] BELIEVES THAT MR. BODNER MISREPRESENTED HIS ABILITY TO MANAGE [CUSTOMER] MONEY.

Date: December 19, 2002
Category: Customer Dispute
Allegations: CUSTOMER ALLEGED THE REPRESENTATIVE INCORRECTLY ALLOCATED THE ASSETS WITHIN HIS MUTUAL FUNDS ON OR ABOUT FEBRUARY 2001. THE CUSTOMER ALLEGED FURTHER THAT ON THE REPRESENTATIVE'S ADVICES, HE REDEEMED THE FUNDS INCURRING CONTINGENT SURRENDER DEFERRED CHARGES WHEN TRANSFERING THEM TO A VARIABLE ANNUITY.
Damage Amount Requested: $10,077.00
Settlement Amount: $10,077.75

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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