JOHN QUINN BOLLS is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 219 Sunnybrook Rd., Ste C, Ridgeland, MS, 39157.
JOHN QUINN BOLLS has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since August 08, 2013
Disclosure History
JOHN QUINN BOLLS has 2 Disclosure Event(s).
Date: January 29, 2007 Category: Customer Dispute Allegations: ALLEGES THAT FA FAILED TO DISCLOSE REDEMPTION FEE IN CONNECTION WTIH REIT INVESTMENT. Damage Amount Requested: $6,000.00
Date: February 28, 2003 Category: Employment Separation After Allegations Firm Name: TRUSTMARK FINANCIAL SERVICES, INC. Termination Type: Discharged Allegations: FAILURE TO COMPLY WITH COMPANY POLICIES AND PROCEDURES. Broker Comment: I WAS TOLD BY THE TRUSTMARK FIRM THAT I WAS TERMINATED ON FEBRUARY 28TH, 2003 BECAUSE SEVERAL ITEMS OF MY OUTGOING CORRESPONDENCE HAD NOT RECEIVED SUPERVISORY APPROVAL PRIOR TO BEING MAILED BY MY SALES ASSISTANT. THE ABSENSE OF SUCH APPROVAL WAS INADVERTENT ON MY PART. THE FIRM HAS NOT PROVIDED ME WITH AN OPPORTUNITY TO REVIEW THE CONTENT OF THE ITEMS OF CORRESPONDENCE INVOLVED. IF FURTHER INFORMATION IS NEEDED, I STAND READY TO SUPPLY IT.
More Information
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