JOHN PHILIP BOYNE

JOHN PHILIP BOYNE is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 1 MONUMENT SQ, PORTLAND, ME, 04101.

JOHN PHILIP BOYNE has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since September 26, 1978

Disclosure History

JOHN PHILIP BOYNE has 1 Disclosure Event(s).

Date: April 16, 1992
Category: Customer Dispute
Allegations: CUSTOMER CLAIMS THAT UNSUITABLE SECURITIESPURCHASED IN HIS ACCOUNT AND THAT UNAUTHORIZED TRADING TOOKPLACE-CLAIMS DAMAGES OF $83,000
Damage Amount Requested: $83,000.00
Settlement Amount: $30,000.00
Broker Comment: SETTLED FOR $30,000MATTER SETTLED TO AVOID TIME CONSUMING LITIGATIONAND TO AVOID A POSSIBLE SYMPATHETIC AWARD DUE TO CLAIMEDDISABILITY OF CLAIMANT

More Information

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