JOHN KENNY BRADBURN

JOHN KENNY BRADBURN is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 510 E 96TH ST, INDIANAPOLIS, IN, 46240.

JOHN KENNY BRADBURN has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since October 24, 1979

Disclosure History

JOHN KENNY BRADBURN has 1 Disclosure Event(s).

Date: October 19, 2006
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT FINANCIAL ADVISOR MADE UNAUTHORIZED TRADES.
Damage Amount Requested: $9,444.00
Broker Comment: UPON INVESTIGATION, THE COMPLAINT WAS FOUND TO BE WITHOUT MERIT.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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