JOHN WILLIAM BUCKINGHAM is currently employed as a Broker and/or Investment Adviser at PRESIDENTIAL BROKERAGE, INC. located at 5445 DTC PARKWAY, SUITE 1100, GREENWOOD VILLAGE, CO, 80111.
JOHN WILLIAM BUCKINGHAM has worked at PRESIDENTIAL BROKERAGE, INC. since March 13, 2009
Disclosure History
JOHN WILLIAM BUCKINGHAM has 3 Disclosure Event(s).
Date: June 13, 2016 Category: Customer Dispute Allegations: CLIENT ALLEGES UNSUITABLE RECOMMENDATIONS BETWEEN JUNE 2013 AND JUNE 2016. Damage Amount Requested: $18,297.00 Settlement Amount: $15,000.00 Broker Comment: without admitting or denying any wrongdoing the firm and Mr. Buckingham made a business decision to settle this matter rather than continue to dispute the allegations which would cost an unknown additional amount of time, effort and money.
Date: April 01, 2011 Category: Customer Dispute Allegations: CLAIMANT ALLEGES THAT IN REFERENCE TO A VARIABLE ANNUITY MR. BUCKINGHAM MADE ERRORS IN PROCESSING AN ORDER WITH RESPECT TO AN AIG SUN AMERICA ANNUITY WHERE HE ALLEGEDLY SELECTED THE INCORRECT ANNUITY. ADDITIONALLY, THE CLAIMANT ALLEGES THAT SHE NEVER RECEIVED DOCUMENTATION REGARDING THE ERROR, WHICH INCLUDED PLACING THE ACCOUNT IN THE NAME OF WEDBUSH, AS TRUSTEE. Damage Amount Requested: $34,383.00 Settlement Amount: $23,625.00 Broker Comment: WHILE THE FIRM AGREED WITH MR. BUCKINGHAM THAT THE CLAIMS HAD NO MERIT, IT WAS DETERMINED THAT THE AMOUNT OF THE SETTLEMENT WOULD BE LESS THAN THE COST OF A SUCCESSFUL DEFENSE. MR. BUCKINGHAM WAS NOT CONSULTED DURING THE FINAL SETTLEMENT PROCESS AND WAS NOT ASKED TO CONTRIBUTE TO THE SETTLEMENT.
Date: April 27, 2010 Category: Financial Type: Bankruptcy Disposition: Discharged
More Information
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