JOHN THOMAS BURKE

JOHN THOMAS BURKE is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 500 LEE ST EAST, 3RD FLOOR, CHARLESTON, WV, 25339.

JOHN THOMAS BURKE has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

JOHN THOMAS BURKE has 1 Disclosure Event(s).

Date: December 23, 2003
Category: Customer Dispute
Allegations: NEGLIGENCE, BREACH OF CONTRACT, COMMON LAW FRAUD AND VIOLATIONS OF WVA CODE SECTIONS 32-4-410 AND 46A-101, ET SEQ. AND BREACH OF FIDUCIARY DUTY. 12/99 - 2002.
Damage Amount Requested: $125,000.00
Settlement Amount: $45,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for JOHN THOMAS BURKE, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.