JOHN ANTHONY CANE is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 220 GIBRALTAR ROAD, SUITE 350, HORSHAM, PA, 19044-2306.
JOHN ANTHONY CANE has worked at MML INVESTORS SERVICES, LLC since April 15, 1988
Disclosure History
JOHN ANTHONY CANE has 2 Disclosure Event(s).
Date: April 20, 2014 Category: Customer Dispute Allegations: THE COMPLAINANT ALLEGES THAT SHE LOST MONEY ON AN ACCOUNT THAT SHE PURCHASED BASED ON THE PRODUCER'S ADVICE. THE ACCOUNT WAS ESTABLISHED IN 2012. Damage Amount Requested: $27,000.00 Broker Comment: THE DISCUSSED ALLOCATION WAS IMPLEMENTED TO COMPLEMENT ANOTHER ADVISOR'S ALLOCATION AND PROVIDE LONG TERM DOWNSIDE PROTECTION. THE ASSETS VALUE HAS INCREASED COMPARED TO THE ORIGINAL INVESTMENT. MULTIPLE DISCUSSIONS HAD OCCURRED WITH THE CUSTOMER AND MULTIPLE DISCLOSURES WERE MADE. INTERNAL CASE #201420580.
Date: January 28, 2009 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT THE REGISTERED REPRESENTATIVE TRANSFERRED HER ACCOUNTS FROM HER FORMER BROKER DEALER AGAINST HER INSTRUCTIONS AND WITHOUT HER APPROVAL. Damage Amount Requested: $54,549.81
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