JOHN FLEMING CHRISTIANSEN

JOHN FLEMING CHRISTIANSEN is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 10831 MIDLOTHIAN TURNPIKE, RICHMOND, VA, 23235.

JOHN FLEMING CHRISTIANSEN has worked at WELLS FARGO CLEARING SERVICES, LLC since November 23, 2015

Disclosure History

JOHN FLEMING CHRISTIANSEN has 2 Disclosure Event(s).

Date: August 01, 2013
Category: Financial
Type: Bankruptcy
Disposition: Discharged

Date: February 14, 2001
Category: Customer Dispute
Allegations: THE SUIT IS FILED FOR THE PURCHASES BETWEEN 02/18/1998 AND 03/11/1999. THE CLAIMANTS ARE SEEKING DAMAGES OF $167,000.00 BY REASON OF PURCHASES MADE BY CHRISTIANSEN AND 3 OTHER PERSONS AND THE FIRM IN SAFESKIN CORP. AND TWINLAB CORP. CLAIMANTS CONTEND THAT THESE TRANSACTIONS WERE UNSUITABLE, AND THAT THEY WERE SUBJECTED TO HIGH PRESURE SALES TACTICS.
Damage Amount Requested: $167,000.00
Settlement Amount: $50,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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