JOHN STEPHEN COFFMAN

JOHN STEPHEN COFFMAN is currently employed as a Broker and/or Investment Adviser at SAGEPOINT FINANCIAL, INC. located at 313 WESTERN BOULEVARD, SUITE A, GREENWOOD, IN, 46142.

JOHN STEPHEN COFFMAN has worked at SAGEPOINT FINANCIAL, INC. since October 31, 2008

Disclosure History

JOHN STEPHEN COFFMAN has 1 Disclosure Event(s).

Date: August 29, 2014
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES REPRESENTATIVE RECOMMENDED AN UNSUITABLE SURRENDER OF A VARIABLE ANNUITY IN JULY 2014.
Broker Comment: THE RECOMMENDATION TO SURRENDER THE CLIENT'S VARIABLE ANNUITY WAS CONSISTENT WITH THE CLIENT'S INVESTMENT OBJECTIVES. THE CLIENT AGREED WITH THE RECOMMENDATION BUT LATER FILED A COMPLAINT AFTER DISCUSSIONS WITH THE FINANCIAL ADVISOR OF RECORD. I STAND BY MY RECOMMENDATION TO SURRENDER THE CLIENT'S VARIABLE ANNUITY AND BELIEVE THE CLIENT'S COMPLAINT IS WITHOUT MERIT.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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