JOHN EDWARD CONNOLLY is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 50 FOREST FALLS DRIVE SUITE 1, YARMOUTH, ME, 04096.
JOHN EDWARD CONNOLLY has worked at LPL FINANCIAL LLC since September 15, 2008
Disclosure History
JOHN EDWARD CONNOLLY has 1 Disclosure Event(s).
Date: September 20, 2010 Category: Customer Dispute Allegations: ALLEGED MISREPRESENTATION AND UNSUITABLE RECOMMENDATIONS REGARDING PROMISSORY NOTES AND A REAL ESTATE INVESTMENT TRUST. Damage Amount Requested: $415,000.00 Settlement Amount: $105,000.00 Broker Comment: THIS DISCLOSURE IS MADE BASED UPON DOCUMENTS PROVIDED BY UNITED PLANNERS FINANCIAL SERVICES. IT IS NOT KNOWN WHETHER THE REPRESENTATIVE CONTRIBUTED TO THE STATED SETTLEMENT INDIVIDUALLY. IN ADDITION TO THE SETTLEMENT REFLECTED ABOVE, ROYAL ALLIANCE ASSOCIATES, INC. HAD PREVIOUSLY PAID $45,000 TO SETTLE THE CLAIMS AGAINST IT BY THESE CUSTOMERS.
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