JOHN JOSEPH CORTALE

JOHN JOSEPH CORTALE is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1010 WISCONSIN AVE NW, STE 310, WASHINGTON, DC, 20007.

JOHN JOSEPH CORTALE has worked at LPL FINANCIAL LLC since July 31, 2015

Disclosure History

JOHN JOSEPH CORTALE has 1 Disclosure Event(s).

Date: February 04, 2011
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES AN UNAUTHORIZED TRANSACTION AND UNSUITABILITY.
Damage Amount Requested: $20,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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