JOHN CYRIL COSTELLO

JOHN CYRIL COSTELLO is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 5301 WISCONSIN AVE STE 400, WASHINGTON, DC, 20015.

JOHN CYRIL COSTELLO has worked at WELLS FARGO CLEARING SERVICES, LLC since January 01, 2008

Disclosure History

JOHN CYRIL COSTELLO has 1 Disclosure Event(s).

Date: July 27, 2010
Category: Customer Dispute
Allegations: BREACH OF FIDUCIARY DUTY, GROSS NEGLIGENCE; SUITABILITY; UNSUITABLE TRADING
Damage Amount Requested: $400,000.00
Broker Comment: AFTER A HEARING THE FINRA ARBITRATION PANEL DENIED CLAIMANT'S CLAIMS IN THEIR ENTIRETY.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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