JOHN EDUARD COUTTS is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 901 BRUCE ROAD, SUITE 280, CHICO, CA, 95926.
JOHN EDUARD COUTTS has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since October 28, 2009
Disclosure History
JOHN EDUARD COUTTS has 2 Disclosure Event(s).
Date: October 30, 2009 Category: Customer Dispute Allegations: CLAIMANT, AN INDIVIDUAL AND TRUSTEE RESIDING IN CALIFORNIA ALLEGES MISPREPRESENTATION, FAILURE TO MAKE APPROPRIATE ASSET ALLOCATIONS AND FAILURE TO FOLLOW INSTRUCTIONS AGAINST FA ARISING OUT OF INVESTMENTS IN EQUITIES MADE IN HER ACCOUNTS FROM 2007-2008. CLAIMANT SEEKS COMPENSATORY DAMAGES OF $750,000 PLUS INTEREST, FEES AND PUNITIVE RELIEF. Damage Amount Requested: $750,000.00 Settlement Amount: $95,000.00 Broker Comment: THIS MATTER SETTLED ON MARCH 10, 2011 FOR $95,000.00
Date: November 19, 2008 Category: Customer Dispute Allegations: ALLEGES FAILURE TO FOLLOW INSTRUCTION, NEGLIGENCE. ALLEGES DAMAGES, NOT SPECIFIED, OVER $5,000. (JUNE THROUGH JULY, 2008)
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