JOHN CHARLES CSOMOS is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 7311 CROSSLEIGH COURT, TOLEDO, OH, 43617.
JOHN CHARLES CSOMOS has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
JOHN CHARLES CSOMOS has 1 Disclosure Event(s).
Date: March 26, 2002 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT MR. CSOMOS MADE UNSUITABLE INVESTMENT RECOMMENDATIONS. NO SPECIFIC AMOUNT OF DAMAGES ALLEGES. Broker Comment: MERRILL LYNCH AND MR. CSOMOS DENY THE CUSTOMER'S ALLEGATIONS IN THEIR ENTIRETY. MR. CSOMOS RECOMMENDED SUITABLE INVESTMENTS BASED ON THE CUSTOMER'S DESIRE FOR A GREATER RETURN THAN HER MORE CONSERVATIVE CMO INVESTMENTS AND HER WILLINGNESS TO ASSUME THE ASSOCIATED RISKS. THE INVESTMENTS AT ISSUE WERE MADE IN 1993 THROUGH 1997, A NUMBER OF YEARS PRIOR TO ANY SUITABILITY ISSUES BEING FIRST RAISED BY THE CUSTOMERAND ONLY AFTER THE SEVERE MARKET DECLINES IN 2000 AND 2001.
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