JOHN FREDERICK DANNIES

JOHN FREDERICK DANNIES is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at Water Tower Hill, 105 West View Rd., 5th Floor, Colchester, VT, 05446.

JOHN FREDERICK DANNIES has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

JOHN FREDERICK DANNIES has 1 Disclosure Event(s).

Date: May 13, 2002
Category: Customer Dispute
Allegations: THE CLIENTS ALLEGED FAILURE TO FOLLOW INSTRUCTIONS WITH REGARD TO THE SALE OF AN EQUITY. JUNE 2001.
Damage Amount Requested: $33,000.00
Broker Comment: THE CLIENT'S CLAIM WAS DENIED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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