JOHN F DAVID is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 9400 HOLLY AVE NE BLDG 4, ALBUQUERQUE, NM, 87122.
JOHN F DAVID has worked at CETERA ADVISOR NETWORKS LLC since September 03, 2013
Disclosure History
JOHN F DAVID has 1 Disclosure Event(s).
Date: January 17, 2012 Category: Customer Dispute Allegations: CUSTOMER HAS ALLEGED THAT COMMENCING IN 2008 THE REPRESENTATIVE HAS NOT PROVIDED PROPER ADVICE REGARDING PARTICIPANT FUNDING OF THE PLAN'S VARIABLE ANNUITY. CUSTOMER HAS ALLEGED DAMAGES AS NOTED BELOW. Damage Amount Requested: $583,336.96 Settlement Amount: $200,000.00 Broker Comment: THESE ALLEGATIONS ARE FLAWED IN BASIS AND UNTRUE. WE ARE VIGOROUSLY DEFENDING OUR POSITION AND WILL WORK TOWARD APPROPRIATE RESOLUTION
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