JOHN ALBERT DAVIS is currently employed as a Broker and/or Investment Adviser at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located at 8500 ANDREW CARNEGIE BLVD., CHARLOTTE HUB, CHARLOTTE, NC, 28262.
JOHN ALBERT DAVIS has worked at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC since July 21, 2011
Disclosure History
JOHN ALBERT DAVIS has 1 Disclosure Event(s).
Date: October 25, 1996 Category: Employment Separation After Allegations Firm Name: DICKINSON & CO. Termination Type: Permitted to Resign Allegations: THEFT OF FIRM'S PROPERTY(CLIENT FILES) - FURTHER INVESTIGATION PROVED NO THEFT. Broker Comment: SOME BROKERS IN THE FIRM HAD TAKEN THEIR CLIENT'S RECORDS HOME AFTER THE FIRM'S OWNER ANNOUNCED THE TERMINATION OF THE BRANCH MANAGER. I DID NOT TAKE MY CLIENT'S RECORDS OR ANY FIRM PROPERTY AND WAS ABLE TO PROVE THAT FACT TO THE FIRM'S PRESIDENT AFTER I FOUND OUT THAT EVERY BROKER IN THE OFFICE WAS ACCUSED OF THEFT OF PROPERTY. THE U-5 TERMINATION NOTICE FILED BY THE FIRM CONCLUDES "UPON FUTHER INVESTIGATION" REVEALS NO THEFT. I RESIGNED VOLUNTARILY.
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