JOHN E. DAWSON is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 500 LEE ST EAST, 3RD FLOOR, CHARLESTON, WV, 25339.
JOHN E. DAWSON has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
JOHN E. DAWSON has 1 Disclosure Event(s).
Date: February 17, 1999 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT THE RECOMMENDATION TOSELL ONE CLOSED-END MUTUAL FUND AND PURCHASE ANOTHER CLOSED-END MUTUAL FUND IN DECEMBER 1998 TO INCUR A TAX LOSS CONSTITUTED CHURNING Damage Amount Requested: $40,000.00 Broker Comment: THE CLIENT'S CLAIM WAS DENIED IN EXPLANATION PROVIDED TO REGULATOR.
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