JOHN HOPKINS DE JONG

JOHN HOPKINS DE JONG is currently employed as a Broker and/or Investment Adviser at TRANSAMERICA INVESTORS SECURITIES CORPORATION located at 1801 California St., Suite 5200, Denver, CO, 80202.

JOHN HOPKINS DE JONG has worked at TRANSAMERICA INVESTORS SECURITIES CORPORATION since February 18, 2015

Disclosure History

JOHN HOPKINS DE JONG has 1 Disclosure Event(s).

Date: April 25, 1995
Category: Criminal
Charges: SHOPLIFTING
Disposition: Dismissed

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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