JOHN ROBERT DEAN is currently employed as a Broker and/or Investment Adviser at VOYA FINANCIAL ADVISORS, INC. located at 1604 1ST ST S SUITE 230, WILLMAR, MN, 56201.
JOHN ROBERT DEAN has worked at VOYA FINANCIAL ADVISORS, INC. since March 16, 2016
Disclosure History
JOHN ROBERT DEAN has 1 Disclosure Event(s).
Date: April 22, 1998 Category: Customer Dispute Allegations: MISREPRESENTATION OF PRODUCTS. NO CLAIM FORDAMAGES. Broker Comment: BASED ON REVIEW OF FILE, MN DEPARTMENT OFCOMMERCE CLOSED THE FILE. THE NASD COMPLETED A REVIEW OF THEMATTER AND THERE WAS NO ACTION. NO CLAIM FOR DAMAGESTHE CLIENT STATED THAT I MISREPRESENTED A PRODUCTAND AFTER A FULL INVESTIGATION BY THE COMPANY AND THE MINNESOTADEPARTMENT OF COMMERCE, IT WAS DETERMINED THAT THERE WAS NOERROR OR MISTAKE AND THE FILE WAS CLOSED.
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