JOHN MICHAEL DOHERTY is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 501 COMMENDENCIA ST STE 2, PENSACOLA, FL, 32502.
JOHN MICHAEL DOHERTY has worked at WELLS FARGO CLEARING SERVICES, LLC since October 21, 2005
Disclosure History
JOHN MICHAEL DOHERTY has 1 Disclosure Event(s).
Date: January 29, 1991 Category: Customer Dispute Allegations: UNSUITABILITY Settlement Amount: $11,743.60 Broker Comment: A SETTLEMENT WAS MADE TO THE CLIENT IN THE AMOUNT OF $11,743.60. CLIENT WAS A CLOSE FRIEND OF FAMILY. I HAVE HADHIM AS A CLIENT SINCE 1975. THERE WAS NOTHING WRONG WITH THETRADE, IT WAS ACTUALLY UP 6 WEEKS LATER.
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