JOHN WILLIAM DONNELLY is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 359 CENTRE STREET STE. 2, NUTLEY, NJ, 07110.
JOHN WILLIAM DONNELLY has worked at LPL FINANCIAL LLC since February 13, 2009
Disclosure History
JOHN WILLIAM DONNELLY has 1 Disclosure Event(s).
Date: April 27, 2009 Category: Customer Dispute Allegations: BENEFICIARIES BELIEVE PURCHASE MADE PRIOR TO TRANSFERING THE ACCOUNT TO WS WAS UNSUITABLE AND ASK WHY NO ONE ADVISED THEIR MOTHER TO SELL BEFORE A LOSS WAS INCURRED IN 2008. CLAIM AMOUNT NOT SPECIFIED BUT BELIEVED TO EXCEED $5,000. Broker Comment: ADVISED BENEFICIARY THAT POSITIONS WERE PURCHASED AT ANOTHER FIRM AND WHILE WITH WS WAS SUITABLE BASED ON THE DECEASED'S DESIRE FOR CONSERVATIVE INCOME. CLIENT WAS PLEASED WITH THE INCOME AND EVEN WANTED TO ADD FUNDS TO THE POSITION.
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