JOHN MICHAEL DONOVAN

JOHN MICHAEL DONOVAN is currently employed as a Broker and/or Investment Adviser at DREXEL HAMILTON, LLC located at 77 WATER STREET, SUITE 201, NEW YORK, NY, 10005.

JOHN MICHAEL DONOVAN has worked at DREXEL HAMILTON, LLC since June 26, 2013

Disclosure History

JOHN MICHAEL DONOVAN has 3 Disclosure Event(s).

Date: April 11, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $3,979.12
Judgment/Lien Type: Tax

Date: April 14, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $54,298.00
Judgment/Lien Type: Tax

Date: January 16, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $16,507.00
Judgment/Lien Type: Tax

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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