JOHN JOSEPH ERNY

JOHN JOSEPH ERNY is currently employed as a Broker and/or Investment Adviser at INFINEX INVESTMENTS, INC. located at 5201 Johnson Drive, Mission, KS, 66205.

JOHN JOSEPH ERNY has worked at INFINEX INVESTMENTS, INC. since May 02, 2018

Disclosure History

JOHN JOSEPH ERNY has 1 Disclosure Event(s).

Date: August 15, 2016
Category: Financial
Type: Compromise
Disposition: Dissolved
Broker Comment: In August 2016 I settle a credit card dispute for $6000 on a $10,000 balance with Bank of America to eliminate the debt.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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