JOHN CHRISTOPHER ESTES

JOHN CHRISTOPHER ESTES is currently employed as a Broker and/or Investment Adviser at THE HUNTINGTON INVESTMENT COMPANY located at NORTH OLMSTED - LORAIN, 25775 LORAIN ROAD, NORTH OLMSTED, OH, 44070.

JOHN CHRISTOPHER ESTES has worked at THE HUNTINGTON INVESTMENT COMPANY since February 01, 2017

Disclosure History

JOHN CHRISTOPHER ESTES has 4 Disclosure Event(s).

Date: August 29, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: September 29, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: April 16, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: March 12, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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