JOHN JOSEPH EUCHNER is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 1919 STATESVILLE BLVD, SALISBURY, NC, 28144.
JOHN JOSEPH EUCHNER has worked at MML INVESTORS SERVICES, LLC since March 25, 2017
Disclosure History
JOHN JOSEPH EUCHNER has 2 Disclosure Event(s).
Date: February 24, 2012 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THAT THE SUPPLEMENT RIDER, WITHIN A VARIABLE ANNUITY, DOES NOT PERFORM IN THE MANNER EXPLAINED BY THE REPRESENTATIVE WHEN THE ANNUITY WAS PURCHASED IN MAY 2011. NO SPECIFIC COMPENSATORY DAMAGES WERE ALLEGED. Settlement Amount: $50,670.11 Broker Comment: CUSTOMER HAS ACCEPTED THE FIRM'S OFFER TO REFUND THE PURCHASE PAYMENT AS LISTED IN QUESTION#11A ALTHOUGH THE CONTRACT HAS A SIGNIFICANT CASH SURRENDER VALUE.
Date: December 05, 2011 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THAT THE SUPPLEMENTAL RIDER, WITHIN HIS VARIABLE ANNUITY, DOES NOT PERFORM IN THE MANNER EXPLAINED BY THE REPRESENTATIVE WHEN THE ANNUITY WAS PURCHASED IN MAY 2011. CUSTOMER HAS ALLEGED DAMAGES FOR THE RETURN OF THE FULL PURCHASE PAYMENT WITHOUT ANY SURRENDER CHARGES. Settlement Amount: $277,696.65 Broker Comment: CUSTOMER HAS ACCEPTED THE FIRM'S OFFER TO REFUND THE PURCHASE PAYMENT AS LISTED IN QUESTION#11A ALTHOUGH THE CONTRACT HAS A SIGNIFICANT CASH SURRENDER VALUE.
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for JOHN JOSEPH EUCHNER, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.