JOHN CHRISTOPHER FAIR is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1522 MCDANIEL DRIVE, WEST CHESTER, PA, 19380.
JOHN CHRISTOPHER FAIR has worked at LPL FINANCIAL LLC since December 07, 2012
Disclosure History
JOHN CHRISTOPHER FAIR has 2 Disclosure Event(s).
Date: July 01, 2013 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT RR FAILED TO NOTIFY HIM OF QUARTERLY FEES ASSOCIATED WITH INVESTMENT ADVISORY PRODUCT IN DECEMER 2010. Damage Amount Requested: $5,000.00 Broker Comment: IN DECEMBER 2010, THE CLIENT AND I REVIEWED THE COSTS ASSOCIATED WITH THE MANAGED ACCOUNT PORTFOLIO. THE PAPERWORK WAS CLEAR ON THE MANAGEMENT FEE WHICH THE CLIENT ACKNOWLEDGED AND SIGNED. IN MARCH 2012 I LEFT WADDELL AND REED AND THE ACCOUNT WAS TRANSFERRED TO ANOTHER ADVISOR.
Date: December 07, 2009 Category: Employment Separation After Allegations Firm Name: WELLS FARGO ADVISORS Termination Type: Discharged Allegations: SPECIFICALLY, ADDED HIS NAME TO THE SIGNATURE CARD FOR ONE OF HIS BUSINESS CLIENTS IN WHICH HE WAS ALSO AN ACTIVE PARTICIPANT. Broker Comment: I OPENED AN ESCROW ACCOUNT AND ISSUED CHECKS ON BEHALF OF A BANK CLIENT TO PAYEES IDENTIFIED BY THE CLIENT, ALL WITH THE CLIENTS KNOWLEDGE, INSTRUCTION, AND CONSENT AND CONSISTENT WITH MY UNDERSTANDING OF BANK POLICY AND PROCEDURE.
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