JOHN TIM FOSHEE

JOHN TIM FOSHEE is currently employed as a Broker and/or Investment Adviser at PROEQUITIES, INC. located at 2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL, 35223.

JOHN TIM FOSHEE has worked at PROEQUITIES, INC. since January 16, 2014

Disclosure History

JOHN TIM FOSHEE has 2 Disclosure Event(s).

Date: November 12, 2009
Category: Customer Dispute
Allegations: CLAIM ALLEGES MISREPRESENTATION AND UNSUITABILITY WITH REGARD TO MUTUAL FUNDS PURCHASED BETWEEN 2003 AND 2007.

Date: November 02, 2009
Category: Customer Dispute
Allegations: CLAIM ALLEGES MISREPRESENTATION AND UNSUITABILITY WITH REGARD TO MUTUAL FUNDS PURCHASED IN 2004.
Settlement Amount: $10,200.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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