JOHN DAVID FUNK

JOHN DAVID FUNK is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 111 EAST UWCHLAN AVE, EXTON, PA, 19341.

JOHN DAVID FUNK has worked at MML INVESTORS SERVICES, LLC since September 09, 1991

Disclosure History

JOHN DAVID FUNK has 1 Disclosure Event(s).

Date: October 26, 2009
Category: Customer Dispute
Allegations: THE COMPLAINANT ALLEGES THAT THE VARIABLE LIFE INSURANCE POLICY HE PURCHASED IN 1998 WAS MISREPRESENTED.
Broker Comment: THIS MATTER HAS BEEN REFERRED TO THE CLASS ACTION ADMINISTRATOR FOR THE CLASS ACTION LAWSUIT CAPTIONED VARACALLO, ET AL. V. MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY, ET AL., NO. 04-2702 (JLL) (D.N.J.). ANY REMEDY TO WHICH THE CLIENT IS ENTITLED WILL BE PROVIDED AS PART OF THE CLASS SETTLEMENT.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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