JOHN CHRISTIAN FUTRELL

JOHN CHRISTIAN FUTRELL is currently employed as a Broker and/or Investment Adviser at SECURITIES SERVICE NETWORK, LLC located at 9550 S EASTERN AVE, SUITE 253, LAS VEGAS, NV, 89123.

JOHN CHRISTIAN FUTRELL has worked at SECURITIES SERVICE NETWORK, LLC since October 16, 2002

Disclosure History

JOHN CHRISTIAN FUTRELL has 2 Disclosure Event(s).

Date: August 08, 2002
Category: Employment Separation After Allegations
Firm Name: PRO-INTEGRITY SECURITIES
Termination Type: Discharged
Allegations: TRADING AWAY AND FAILING TO OBTAIN PRIOR APPROVAL FOR LETTERHEAD
Broker Comment: TRADING AWAY AND FAILING TO OBTAIN PRIOR APPROVAL FOR LETTERHEAD

Date: July 18, 1994
Category: Customer Dispute
Allegations: MISREPRESENTATION AND UNSUITABILITY OF ANNUITY RECOMMENDATION.
Damage Amount Requested: $103,300.42
Settlement Amount: $35,000.00

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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