JOHN FRANK GALLOWAY is currently employed as a Broker and/or Investment Adviser at VOYA FINANCIAL ADVISORS, INC. located at 2425 Earl Rudder Freeway S STE 100, College Station, TX, 77845.
JOHN FRANK GALLOWAY has worked at VOYA FINANCIAL ADVISORS, INC. since January 03, 2011
Disclosure History
JOHN FRANK GALLOWAY has 2 Disclosure Event(s).
Date: May 31, 2011 Category: Customer Dispute Allegations: CLIENT ALLEGES REPRESENTATIVE DID NOT INFORM HIM OF THE WITHDRAWAL RESTRICTIONS ASSOCIATED WITH THE FIXED PLUS ACCOUNT. Damage Amount Requested: $8,548.82
Date: December 06, 2004 Category: Customer Dispute Allegations: CUSTOMER WAS SOLD DISABILITY INSURANCE IN 1997 AND BEGAN RECEIVING BENEFIT PAYMENTS IN 1999. METLIFE CEASED PAYMENTS IN 2003, THIS RESULTING IN THE CIVIL ACTION. CUSTOMER ALLEGES FAILURE TO DISCLOSE, BREACH OF CONTRACT AND UNFAIR SETTLEMENT PRACTICES. ALLEGED DAMAGE AMOUNT IS UNSPECIFIED. Settlement Amount: $206,750.00 Broker Comment: THE SETTLEMENT AGREEMENT AND RELEASE WAS ENTERED INTO BETWEEN [CUSTOMER], METROPOLITAN LIFE INSURANCE COMPANY ("METROPOLITAN")AND MR. GALLOWAY. IT IS A BINDING AGREEMENT AND COLLECTIVELY MR. GALLOWAY AND METROPOLITAN ARE REQUIRED TO PAY [CUSTOMER] $206,750. METROPOLITAN PAID THE FULL AMOUNT. MR. GALLOWAY WAS NOT DISMISSED PRIOR TO THE SETTLEMENT AGREEMENT; HOWEVER, HE DID NOT CONTRIBUTE TO THE SETTLEMENT AMOUNT.
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