JOHN THOMAS GARMANY is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 847 LYNNSTONE DR, CHATTANOOGA, TN, 37405.
JOHN THOMAS GARMANY has worked at LPL FINANCIAL LLC since May 19, 2011
Disclosure History
JOHN THOMAS GARMANY has 2 Disclosure Event(s).
Date: March 07, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT HER FINANCIAL ADVISOR MADE UNSUITABLE INVESTMENTS AND MISMANAGED HER ACCOUNT. Damage Amount Requested: $110,000.00 Broker Comment: THE CLAIM IS BELIEVED TO BE WITHOUT MERIT.
Date: May 14, 1991 Category: Customer Dispute Allegations: ALLEGED INTER ALIA, UNSUITABLE INVESTMENTRECOMMENDATIONS IN CONNECTION WITH [CUSTOMER]'S PURCHASE OF AMUTUAL FUND, VARIABLE ANNUITY & MORTGAGE PARTNERSHIP & SOUGHTCOMPENSATORY DAMAGES IN EXCESS OF $50K. Damage Amount Requested: $42,892.00 Damages Granted: $20,500.00 Broker Comment: MATTER TRIED TO A (3) MEMBER NASD ARBITRATIONPANEL & RESULTED IN AWARD OF $20.5K. GARMANY HASN'T BEEN ASKEDTO CONTRIBUTE TO SATISFACTION OF THE AWARD AS THE FIRMCONTINUES TO BELIEV HE DIDN'T MISHANDLE [CUSTOMER]'S ACCOUNT IN ANYWAY.NOT PROVIDED
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