JOHN SIDNEY GAYNOE is currently employed as a Broker and/or Investment Adviser at KOVACK SECURITIES INC. located at 201 EAST GOVERNMENT STREET, Ste 609, PENSACOLA, FL, 32502.
JOHN SIDNEY GAYNOE has worked at KOVACK SECURITIES INC. since June 19, 2017
Disclosure History
JOHN SIDNEY GAYNOE has 2 Disclosure Event(s).
Date: November 29, 2011 Category: Customer Dispute Allegations: CLAIMANT ALLEGES INTER ALIA, FROM 2007 THROUGH 2010 THE FINANCIAL ADVISOR MADE UNSUITABLE AND OVER CONCENTRATED INVESTMENTS IN THE CLAIMANT'S ACCOUNTS. Damage Amount Requested: $6,367,082.00 Settlement Amount: $850,000.00
Date: September 04, 2009 Category: Customer Dispute Allegations: CLAIMANTS ALLEGE, INTER ALIA, THAT FROM 1999 TO FEBRUARY OF 2008 THE FINANCIAL ADVISOR MADE UNSUITABLE INVESTMENTS REGARDING THEIR TRUST ACCOUNT. Damage Amount Requested: $175,000.00 Settlement Amount: $99,900.00 Broker Comment: THIS MATTER WAS SETTLED FOR BUSINESS PURPOSES, WITH NO ADMISSION OF LIABILITY BY THE FIRM OR BROKER. BROKER DID NOT CONTRIBUTE TO SETTLEMENT.
More Information
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