JOHN DAVID GOCKEN is currently employed as a Broker and/or Investment Adviser at TD AMERITRADE, INC. located at 200 S 108th Ave, SUITE B170, Omaha, NE, 68154.
JOHN DAVID GOCKEN has worked at TD AMERITRADE, INC. since May 05, 2017
Disclosure History
JOHN DAVID GOCKEN has 1 Disclosure Event(s).
Date: July 14, 2016 Category: Customer Dispute Allegations: CLIENTS ALLEGE RR DID NOT DISCLOSE SURRENDER CHARGES AT THE TIME OF SALE. Damage Amount Requested: $5,000.00 Broker Comment: Client did not take complete consideration of recommendations that were presented to them. After over a year of insurance in place, including a 30 day free look period, the client wanted a return of premiums. After that request was denied the client escalated the situation and filed a complaint. Minnesota Life and Securian Financial reviewed the complaint and again denied the complaint on grounds that the client notes showed it was a good sale following all the rules and guidelines and the client knew they were paying for life insurance.
More Information
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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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