JOHN LANE GRAVES is currently employed as a Broker and/or Investment Adviser at SYNDICATED CAPITAL, INC. located at 1299 OCEAN AVENUE 2ND FLOOR, SANTA MONICA, CA, 90401.

JOHN LANE GRAVES has worked at SYNDICATED CAPITAL, INC. since August 30, 1993

Disclosure History

JOHN LANE GRAVES has 1 Disclosure Event(s).

Date: March 01, 2017
Category: Customer Dispute
Allegations: Customer complained about having to pay for commissions on selling out his positions to close accounts.
Damage Amount Requested: $13,310.50
Settlement Amount: $4,712.40
Broker Comment: Syndicated Capital disclosed all fees when opening new accounts. Customer thought we provided services free of charge.

More Information

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