JOHN PETER GULIELMETTI

JOHN PETER GULIELMETTI is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at ONE POST OFFICE SQUARE, BOSTON, MA, 02109.

JOHN PETER GULIELMETTI has worked at UBS FINANCIAL SERVICES INC. since August 22, 2007

Disclosure History

JOHN PETER GULIELMETTI has 1 Disclosure Event(s).

Date: February 01, 1987
Category: Customer Dispute
Allegations: THE CLIENT ALLEGED LOSSES OF 130,000 OVER AFIVE YEAR PERIOD.
Damage Amount Requested: $130,000.00
Settlement Amount: $88,000.00
Broker Comment: A PEACEFUL SETTLEMENT WAS REACHED. DEAN WITTER"n& THE CLIENT RECEIVED A SETTLEMENT OF $88,000. THE BROKER PAID"n10,000 OF THE 88,000."n^THE CLIENT WAS A 70 YEAR OLD WIDOW WITH 2"nDIFFERENT INVESTMENT ACCOUNTS. ONE WAS A CONSERVATIVELY HANDLED"nACCOUNT WITH A LOCAL BANK. WE AGREED TO MAKE THE SECOND"nACCOUNT WITH ME MORE AGGRESSIVE. I BEGAN DOING BUSINESS WITH"n[CUSTOMER] WHILE I WAS AT MERRILL LYNCH IN 1975. WE AGREED TO GIVE"nTHE BANK 1/2 OF THE MONEY (NORFOLK TRUST) AND ME THE BALANCE."nTHAT WAS IN FEBRUARY OF 1981. [CUSTOMER] AFTER SHE LOST INCOME &"nMONIES AMOUNTING TO $130,000 OVER THE PERIOD 1981-1985. WE"nSETTLED FOR 88,000 IN AN AMIABLE OUT OF COURT SETTLEMENT.

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