JOHN FRANKLIN HABIG is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 1 HARBOUR PLACE, SUITE 125, PORTSMOUTH, NH, 03801.
JOHN FRANKLIN HABIG has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
JOHN FRANKLIN HABIG has 3 Disclosure Event(s).
Date: November 14, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT THE PURCHASES OF MUTUAL FUNDS IN HER ACCOUNT WERE MISREPRESENTED AND NOT IN HER BEST INTEREST. APRIL 2000. ALLEGED DAMAGES UNSPECIFIED. Broker Comment: CLAIM DENIED.
Date: March 28, 2002 Category: Customer Dispute Allegations: THE CLIENT ALLEGED THAT SHE WAS NOT TOLD THAT SHE WAS INVESTING IN A MUTUAL FUND. NOVEMBER 2001. ALLEGED DAMAGES UNSPECIFIED. Broker Comment: THE CLIENT'S CLAIM WAS DENIED.
Date: April 10, 2000 Category: Customer Dispute Allegations: ALLEGING UNSUITABLE TRADING. Damage Amount Requested: $57,000.00 Broker Comment: JOHN DOUGHERTY(212) 816-8189
More Information
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