JOHN KERR HAMILTON

JOHN KERR HAMILTON is currently employed as a Broker and/or Investment Adviser at EQUITY SERVICES, INC. located at 823 PRESCOTT RD, MANCHESTER, ME, 04351.

JOHN KERR HAMILTON has worked at EQUITY SERVICES, INC. since November 26, 1981

Disclosure History

JOHN KERR HAMILTON has 1 Disclosure Event(s).

Date: September 26, 2001
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT MR. HAMILTON'S MISMANAGEMENT OF HER ACCOINT RESULTED IN SIGNIFICANT TAX LIABILITY AND CAPITAL LOSSES.
Damage Amount Requested: $25,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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