JOHN CRAWFORD HAMILTON

JOHN CRAWFORD HAMILTON is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 67 MERCHANTS ROW, SUITE 102, RUTLAND, VT, 05701.

JOHN CRAWFORD HAMILTON has worked at UBS FINANCIAL SERVICES INC. since March 19, 2009

Disclosure History

JOHN CRAWFORD HAMILTON has 1 Disclosure Event(s).

Date: January 23, 2006
Category: Customer Dispute
Allegations: CLIENT ALLEGED THAT HE DID NOT RECEIVE ALL PUBLICLY AVAILABLE INFORMATION ABOUT A STOCK BEFORE IT WAS RECOMMENDED TO HIM FOR PURCHASE - NOVEMBER 17, 2004.
Damage Amount Requested: $9,468.05
Broker Comment: CLAIM DENIED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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