JOHN HAROLD HEINTZ is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 3349 N UNIVERSITY DR, STE 1H, DAVIE, FL, 33024.
JOHN HAROLD HEINTZ has worked at PFS INVESTMENTS INC. since March 19, 1984
Disclosure History
JOHN HAROLD HEINTZ has 2 Disclosure Event(s).
Date: July 26, 2010 Category: Customer Dispute Allegations: CUSTOMER COMPLAINED ABOUT MARKET LOSSES AND SURRENDER PENALTY ON VARIABLE ANNUITY CONTRACT AND ALLEGED THAT INVESTMENT WAS UNSUITABLE. Damage Amount Requested: $5,000.00 Settlement Amount: $7,500.00 Broker Comment: SETTLEMENT AMOUNT EQUALS REIMBURSEMENT OF MARKET LOSSES AS OF 11/19/2010 (ABOUT $5,200) PLUS FUTURE REIMBURSEMENT OF SURRENDER PENALTIES (EXPECTED TO BE LESS THAN $2,300).
Date: March 28, 1998 Category: Regulatory
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