JOHN PETER HOEFL is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 2228 Albert Pike Rd, STE R, HOT SPRINGS, AR, 71913-4155.
JOHN PETER HOEFL has worked at AMERIPRISE FINANCIAL SERVICES, INC. since May 30, 1984
Disclosure History
JOHN PETER HOEFL has 1 Disclosure Event(s).
Date: December 29, 2008 Category: Customer Dispute Allegations: THE CLIENT ALLEGED I DID NOT DISCLOSE AT THE TIME OF SALE THAT THERE MAY BE SURRENDER CHARGES IN THE VARIABLE ANNUITY HE PURHCASED OCTOBER 2007. Damage Amount Requested: $6,800.00 Broker Comment: THE FIRM FOUND THE ADVISOR PROVIDED ADEQUATE DISCLOSURE TO THE CLIENT WITH REGARD TO THE FEATURES, FEES AND SURRENDER SCHEDULE ASSOCIATED WITH THE ANNUITY CONTRACT.
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