JOHN MARK HOLLIDAY is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 144 S. THOMAS STREET, SUITE 101-7, TUPELO, MS, 38801.
JOHN MARK HOLLIDAY has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since July 07, 2015
Disclosure History
JOHN MARK HOLLIDAY has 3 Disclosure Event(s).
Date: May 24, 2011 Category: Customer Dispute Allegations: COMPLAINT ALLEGES MISREPRESENTATIONS, OMISSIONS OF MATERIAL FACTS AND BREACH OF FIDUCIARY DUTIES IN CONNECTION WITH THE SALE OF A CD. Damage Amount Requested: $236,294.10 Broker Comment: REP DENIES THE CLAIMS AND ALLEGATIONS MADE IN THE PLAINTIFF'S COMPLAINT AND BELIEVES THEY ARE ENTIRELY WITHOUT MERIT. REP PLANS A VIGOROUS DEFENSE.
Date: April 15, 2009 Category: Customer Dispute Allegations: PLAINTIFFS' CLAIMS ARISE OUT OF THEIR PURCHASE THROUGH REP OF CDS FROM STANFORD INTERNATIONAL BANK BETWEEN 12/1/06 AND 2/17/09. Damage Amount Requested: $750,000.00 Broker Comment: REP DENIES THE ALLEGATIONS IN THE COMPLAINT AND INTENDS TO WAGE A VIGOROUS DEFENSE.
Date: April 01, 2004 Category: Customer Dispute Allegations: CLIENTS ALLEGE THEIR INVESTMENTS WERE UNSUITABLE CREATING LARGE LOSSES. Damage Amount Requested: $800,000.00 Settlement Amount: $9,999.99
More Information
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