JOHN WILLIAM HOVEKAMP is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 1285 AVENUE OF THE AMERICAS, 15 THRU 18TH FLOORS, NEW YORK, NY, 10019.
JOHN WILLIAM HOVEKAMP has worked at UBS FINANCIAL SERVICES INC. since January 28, 1995
Disclosure History
JOHN WILLIAM HOVEKAMP has 2 Disclosure Event(s).
Date: November 13, 2002 Category: Customer Dispute Allegations: CLIENT ALLEGES UNSUITIABILITY OF INVESTMENTS. TIME PERIOD: JUNE 2001 - PRESENT. Damage Amount Requested: $37,000.00 Broker Comment: AS A BUSINESS DECISION, AND AS AN ACCOMODATION TO THE CLIENT, THE FIRM OFFERED TO REIMBURSE FEES TO CLIENT. HOWEVER, CLIENT DID NOT RESPOND TO OUR OFFER.
Date: July 27, 1988 Category: Customer Dispute Allegations: FAILURE TO EXECUTE ORDERS. ACTUAL DAMAGES$26,856.00. Damage Amount Requested: $26,856.00 Settlement Amount: $13,000.00 Broker Comment: WAS SETTLED FOR 13,000; JOHN HOVEKAMP PAID$4,810.00.Not Provided
More Information
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