JOHN WHITNEY HUDSON is currently employed as a Broker and/or Investment Adviser at NYLIFE SECURITIES LLC located at 11029 S MEMORIAL DRIVE, TULSA, OK, 74135.
JOHN WHITNEY HUDSON has worked at NYLIFE SECURITIES LLC since August 15, 1995
Disclosure History
JOHN WHITNEY HUDSON has 1 Disclosure Event(s).
Date: August 01, 2008 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES THAT IN OR AROUND JUNE OF 2008 THE AGENT MADE A SERIES OF TRANSACTIONS OF SALES AND PURCHASES OF STOCK IN HIS ROTH ACCOUNT WITHOUT HIS KNOWLEDGE OR CONSENT. Broker Comment: BASED ON THE COMPANY'S GOOD FAITH ESTIMATE IT WAS DETERMINED THAT THE COMPENSATORY DAMAGES COULD BE MORE THAN $5,000.
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